MindMap Gallery Chapter 2 Start to open a stock account in practice
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Edited at 2025-09-21 13:35:42Mappa mentale per il piano di inserimento dei nuovi dipendenti nella prima settimana. Strutturata per giorni: Giorno 1 – benvenuto, configurazione strumenti, presentazione team. Secondo giorno – formazione su policy aziendali e obiettivi del ruolo. Terzo giorno – affiancamento e primi task guidati. Il quarto giorno – riunioni con dipartimenti chiave e feedback intermedio. Il quinto giorno – revisione settimanale, definizione obiettivi a breve termine e integrazione culturale.
Mappa mentale per l’analisi della formazione francese ai Mondiali 2026. Punti chiave: attacco stellare guidato da Mbappé, con triplice minaccia (profondità, taglio, sponda). Criticità: centrocampo poco creativo – la costruzione offensiva dipende dagli attaccanti che arretrano. Difesa solida (Upamecano, Saliba, Koundé). Portiere Maignan. Variabili: gestione infortuni e condizione fisica dei big. Ideale per scout, giornalisti e tifosi.
Mappa mentale per l’analisi della formazione francese ai Mondiali 2026. Punti chiave: attacco stellare guidato da Mbappé, con triplice minaccia (profondità, taglio, sponda). Criticità: centrocampo poco creativo – la costruzione offensiva dipende dagli attaccanti che arretrano. Difesa solida (Upamecano, Saliba, Koundé). Portiere Maignan. Variabili: gestione infortuni e condizione fisica dei big. Ideale per scout, giornalisti e tifosi.
Mappa mentale per il piano di inserimento dei nuovi dipendenti nella prima settimana. Strutturata per giorni: Giorno 1 – benvenuto, configurazione strumenti, presentazione team. Secondo giorno – formazione su policy aziendali e obiettivi del ruolo. Terzo giorno – affiancamento e primi task guidati. Il quarto giorno – riunioni con dipartimenti chiave e feedback intermedio. Il quinto giorno – revisione settimanale, definizione obiettivi a breve termine e integrazione culturale.
Mappa mentale per l’analisi della formazione francese ai Mondiali 2026. Punti chiave: attacco stellare guidato da Mbappé, con triplice minaccia (profondità, taglio, sponda). Criticità: centrocampo poco creativo – la costruzione offensiva dipende dagli attaccanti che arretrano. Difesa solida (Upamecano, Saliba, Koundé). Portiere Maignan. Variabili: gestione infortuni e condizione fisica dei big. Ideale per scout, giornalisti e tifosi.
Mappa mentale per l’analisi della formazione francese ai Mondiali 2026. Punti chiave: attacco stellare guidato da Mbappé, con triplice minaccia (profondità, taglio, sponda). Criticità: centrocampo poco creativo – la costruzione offensiva dipende dagli attaccanti che arretrano. Difesa solida (Upamecano, Saliba, Koundé). Portiere Maignan. Variabili: gestione infortuni e condizione fisica dei big. Ideale per scout, giornalisti e tifosi.
Chapter 2 Start to open a stock account in practice
2.1 Understand: The process of trading in stock trading
2.1.1 Basic process of stock trading
Core steps
1. Open a stock account
Concept: Investors need to open Shanghai and Shenzhen securities accounts when trading securities
Case: Obtain shareholder card through the securities company's business department or online processing
2. Confirm transaction information
Concept: Setting a transaction password, signing a risk responsibility letter and an online entrustment transaction letter
Case: Remember the fund account as a transaction "pass"
3. Choose a trading method
Concept: Including multiple methods such as on-site, telephone, online, mobile phone transactions, etc.
Case: The mainstream is online transactions, which can be operated at any time with mobile transactions
4. Grasp the trading time
Concept: The regular trading hours of A-shares are from 9:30 to 11:30 am and 13:00 to 15:00 pm on weekdays
Case: The entrustment form must be submitted within the specified time, and the non-trading time entrustment must wait for the opening to take effect
5. Study preparation
Concept: Accumulate stock knowledge and operation experience to avoid rashly entering the market
Case: Be familiar with the trading process, study listed companies and stock market trends
2.1.2 Basic Account Opening Process
Operation steps
1. Prepare materials
Concept: Individuals need a second-generation ID card, and old shareholders need to complete the original brokerage procedures first
Case: New investors bring their ID cards to the target brokerage outlet
2. Start a shareholder account card
Concept: Fill in the "Securities Account Registration Application Form" and "Risk Prediction Questionnaire"
Case: Read carefully and sign the "Risk Revealing Book"
3. Open a fund account
Concept: Set the transaction password and specify a third-party custodial bank
Case: Bind common bank accounts for deposits and withdrawals
4. Handle third-party custody
Concept: Take the bank card to the bank to complete the signing, realize the mutual communication between bank and securities funds
Case: Complete binding through bank counter or online banking
5. Complete account opening
Concept: Obtain relevant credentials and confirm that the account can be used normally
Case: After opening an account, you can log in to the trading software to test login and market conditions.
2.1.3 Select the right transaction type
Comparison of transaction methods
1. Telephone entrustment
Concept: Use the number keys to complete the operation by dialing the business department's entrustment phone number
Case: No need to go to the business hall, suitable for network-free scenarios
2. Online transactions
Concept: Issuing commission orders through the Internet, quick and convenient operation
Case: Mainstream trading methods require installation of brokerage or third-party trading software
3. Mobile stock trading
Concept: Based on mobile communication network, use mobile phones to query market conditions and issue commissions
Case: Taking Tonghuashun and Da Smart Mobile APP as an example, trade anytime, anywhere
4. Bank and securities transfer
Concept: Transfer of funds between securities and bank accounts through bank or securities firm entrustment system
Case: It can be operated through telephone banking, online banking, and brokerage APP
5. Counter entrustment
Concept: go to the securities business department to fill in the entrustment form and present the certificate to handle it
Case: The original commissioning method is complicated and suitable for investors who are not familiar with electronic operations.
6. Fax entrustment
Concept: Faxed to the securities firm to sell
Case: You need to make an agreement with the broker in advance and use it less frequently
2.2 Choose: The securities company that suits you
2.2.1 Securities Trading Market
Introduction to the main market
1. New York Stock Market
Concept: The world's important capital market, NYSE is the leading exchange with the total market value and number of IPOs in listed companies
Case: About 2,800 companies went public, and in 2005 acquired Archipelago to become a profitable institution
2. Tokyo Stock Market
Concept: Japan's core securities market, Tokio is one of the world's second largest securities markets
Case: 1777 listed companies (including 110 foreign companies), with a total market capital of nearly US$4500 billion
3. London Stock Market
Concept: One of the four major stock exchanges in the world, with a high degree of internationalization
Case: Accepting more than two-thirds of international stock underwriting business, leading foreign stock trading
4. China's stock market
Concept: Shanghai, Shenzhen, Hong Kong and Taiwan Exchanges as the core
Case: The Shanghai Stock Exchange was established in November 1990 and is a non-profit legal person and is under the management of the China Securities Regulatory Commission.
2.2.2 Select a securities company to open an account
Select a dimension
1. Securities reputation and qualifications
Concept: Priority is given to domestic well-known and compliant brokers
Case: Haitong Securities, CITIC Securities, Everbright Securities, Industrial Securities, etc.
2. Transaction fees (commissions)
Concept: Basic expenses for stock investment affect long-term returns, and it is necessary to compare the commission levels of different brokerage firms.
Case: Some brokerages launch low-commission packages for new users, and need to understand how to calculate commissions
3. Service quality
Concept: including customer service response speed, investment consulting services, offline outlet coverage, etc.
Case: Newbies can give priority to brokerage providers that provide one-to-one account manager guidance
4. Trading platform experience
Concept: software stability, market update speed, functional integrity (such as Level-2 market, intelligent stock selection)
Case: Is third-party software such as Tonghuashun and Tongdaxin compatible with securities companies
5. Additional services
Concept: such as investment lectures, research report push, simulated stock trading functions, etc.
Case: Some securities companies provide customers with industry analysis reports and new stock subscription reminders
2.4 Way of retreat: What to do if you don’t want to trade stocks
2.4.1 Stock Transfer
Concepts and processes
Keyword 1: Transfer definition
Concept: After an investor buys a stock, he goes to the issuing company to handle the change of the shareholder’s name book to realize the transfer of stock ownership
Case: Registered stocks need to be transferred, bearer stocks can be transferred freely
Keyword 2: Transfer process
Concept: including steps such as application, review, change records, etc.
Case: Submit a transfer application through a brokerage firm, update shareholder information after confirming that the transfer is completed
2.4.2 Stock transfer to custody
Concepts and Process (Shenzhen Market only)
Keyword 1: Transfer to hosting definition
Concept: Investors transfer securities listed on the Shenzhen Stock Exchange from one brokerage firm to another brokerage firm custody
Case: Unique to Shenzhen Stock Exchange, no transfer custody problem in Shanghai Stock Exchange
Keyword 2: Transfer to the hosting process
Concept: Submit an application to a transfer broker → Securities quotation and custody → Shenzhen Stock Exchange handles data → Securities registry revises share details
Case: Securities suspended on the same day cannot be transferred and custody, and orders can be withdrawn before the market closes on the same day
2.4.3 Stock Account Release
Account cancellation conditions and procedures
Keyword 1: Account cancellation conditions
Concept: It is necessary to meet the requirements of revocation of designated transactions, interest settlement and withdrawal, no entrustment on the same day, no other securities balance, no matters not yet completed
Case: Ensure there is no overdraft and no interest due, otherwise the account will not be cancelled
Keyword 2: Account cancellation process
Concept: I go to the business department account opening counter on a normal trading day, and there is no charge for
Case: Bring your ID card and shareholder card, fill out the account cancellation application form, confirm the account settlement
2.3 Practical combat: bring all the information to open an account
2.3.1 Information to prepare for opening an account
Information comparison (Shenzhen vs Shanghai Securities Account Card)
Keyword 1: Personal investor information
Concept: Shenzhen/Shanghai account cards require a valid ID card and a copy. The agency must provide an additional ID card and a copy of the agent.
Case: The personal account opening fee is 50 yuan/account in Shenzhen, 40 yuan/account in Shanghai paper card, 40 yuan/account in magnetic card local 40 yuan/account (70 yuan off-site)
Keyword 2: Legal investor information
Concept: Business license and copy, legal person power of attorney, legal person representative certificate, person handling identity card required
Case: The legal person’s account opening fee is 500 yuan/account in Shenzhen, 400 yuan/account in Shanghai
Keyword 3: Special organization information
Concept: Securities investment funds and insurance companies need to apply for a Shenzhen Stock Exchange directly to the Shenzhen Stock Exchange
Case: Institutional qualification certificates must be provided and special account opening procedures must be followed.
2.3.2 Business Department Account Opening
Operation steps
Keyword 1: Prepare account opening information
Concept: Individuals need an ID card, original and copy of Shenzhen and Shanghai Securities Account Card; legal persons need a business license, legal representative certificate, etc.
Case: The agent must sign a "Power of Attorney" with the principal at the counter and provide the ID card of both parties
Keyword 2: Fill in the account opening agreement
Concept: Signing of "Securities Selling Entrustment Contract" and "Shanghai Stock Exchange Designated Trading Agreement"
Case: Read the terms of the agreement carefully, confirm transaction rules, fee standards, etc.
Keyword 3: Open a fund account
Concept: Securities business department opens a fund account for investors and activates bank and securities transfer function
Case: Understand the operation process, arrival time and limit of bank and securities transfer
2.3.3 Opening an account with Bank Securities
Operation steps and functions
Keyword 1: Open an account at a bank branch
Concept: Hold an ID card, savings passbook of the same name (if it is not available on the spot), Shenzhen and Shanghai shareholder code card to the bank outlet that opens the "Bank Securities Connect"
Case: Choose commonly used banks (such as ICBC and CCB) to facilitate fund management
Keyword 2: Fill in the agreement form
Concept: Fill in the "Securities Entrustment Transaction Agreement" and "Silver and Voucher Entrustment Agreement"
Case: Confirm the terms of the agreement regarding transaction entrustment and fund liquidation
Keyword 3: Set a transaction password
Concept: Enter the transaction password on the spot and receive the agreement customer contact
Case: Password setting needs to be complicated to avoid the same as bank card password
Keyword 4: "Bank Securities Connect" account function
Concept: Covering bank account services, securities trading, multi-channel operations, etc.
Case: It can achieve dual use of savings and stock trading, and complete transactions through phone, Internet, and mobile phones
2.3.4 B-share account opening
Operation steps and precautions
Keyword 1: Forex transfer
Concept: Use your ID card to the original foreign exchange deposit bank, and transfer cash/foreign currency cash deposits to the brokerage firm's B-share margin account
Case: Bank issues receipt vouchers, brokers obtain reconciliation statements
Keyword 2: Open a B-share fund account
Concept: Open to the securities business institution with ID card and receipt voucher, with the minimum amount equal to US$1,000
Case: Confirm the foreign exchange currency of the fund account (USD/HKD) and match the B-share trading currency
Keyword 3: Open a B-share stock account
Concept: Apply for opening a B-share stock account with a B-share fund account
Case: Record stock account number for subsequent transaction login
Keyword 4: Foreign currency source and transfer
Concept: direct transfer of domestic foreign exchange, overseas foreign exchange into domestic account with the same name, bank or brokerage exchange
Case: Foreign exchange cash needs to be converted into cash for transactions, and some securities companies support APP to automatically exchange foreign exchange
2.3.5 Open an account online
Operation steps (taking Guosen Securities as an example)
Keyword 1: Enter the account opening page
Concept: Log in to Guosen Securities' official website, click "I want to open an account" → "Online account opening"
Case: Ensure access to the official website and avoid the risk of phishing websites
Keyword 2: Install the certificate control
Concept: Download and install the China Settlement Digital Certificate Control according to the prompts, only available on this machine
Case: Follow the steps to complete the control installation, and continue after restarting the browser.
Keyword 3: Identity verification and information filling
Concept: Enter your name, ID number, mobile phone number, receive and fill in the verification code
Case: Make sure the information is consistent with the ID card and avoid the failure of account opening
Keyword 4: Video witness and agreement signing
Concept: Complete backend witness through video and sign an account opening agreement
Case: The ID card must be clearly displayed during the video and answer the staff’s confirmation questions
Keyword 5: Opening a shareholder account and review
Concept: The system opens the shareholder account of Shanghai and Shenzhen stock markets by default, submits information to wait for review
Case: Receive SMS notifications after the review is passed, and the account can be used normally
2.3.6 Open an account on mobile phone
Operation steps (taking Huatai Securities as an example)
Keyword 1: Download the APP
Concept: Log in to the official website of Huatai Securities and download the "Zhangle Fortune" APP (or scan the QR code)
Case: Select a version that matches the mobile phone system (IOS/Android)
Enter the account opening process
Keyword 2: Enter the mobile business hall
Concept: Open the APP, click "Palm Hall" → "Online Account Opening"
Case: Read the account opening instructions and confirm the materials required for account opening (ID card, mobile phone, camera)
Keyword 3: Identity authentication
Concept: Enter your mobile phone number to get the verification code, and select the account opening business department
Case: The system automatically recommends the nearby business department, which can be modified manually
Keyword 4: Upload ID card and video verification
Concept: Take a photo and upload the front and back of the ID card (without blocking exposed) and complete video verification
Case: Video verification needs to keep the network stable and answer questions clearly
Keyword 5: Setting up information and submitting application
Concept: Set up an education, career, select the account type, set a password, and submit an account opening application
Case: Waiting for the brokerage company to notify the account opening results, usually feedback within a few minutes